Skip to main content

Company

Our team

Building

Proven specialists with decades of experience gained at renowned financial institutions advise you. Independently and in partnership. Day after day, we are committed to being among the best.

To the team

About us

What you can expect from Swiss Rock

Scientifically sound

The latest findings in financial science and the results of our specific research projects flow directly into our investment processes. With acumen and foresight. This enables us to offer you investment products that are developed systematically and not based on short-lived market trends. Well founded.

Many years of experience

Proven specialists with decades of experience gained at renowned institutions advise you. Independently and in partnership. By investing their own funds in exactly the same way as those of our clients, our specialists personally vouch for optimal and targeted advice. Absolute integrity.

Our values
 

Passion and Fairness

Wealth management is our passion. Day after day, we are committed to being among the best. With drive and perseverance. Our particular motivation is to credit you with the return on your assets, deducting the lowest possible fees. Nothing but fair.

Regulation

FIDLEG Client Information Sheet

The purpose of this FIDLEG Client Information Sheet is to inform you how Swiss Rock Asset Management AG will apply certain requirements of the Swiss Federal Financial Services Act ("FIDLEG") as of January 1, 2022.

FIDLEG Client Information

ESG Engagement Policy

Our customers' sustainability requirements are evolving at an enormous pace. We understand the importance of meeting these requirements and assessing the risks and opportunities associated with the transition to a sustainable world.

Learn more about our ESG Engagement Policy

Conflicts of interest Policy

Swiss Rock Asset Management will act honestly, fairly and in the best interests of the funds it manages or its clients and maintains appropriate organizational measures to avoid or at least minimize the risk of conflicts of interest.

Learn more about our conflict of interest policy

Best Execution und Best Selection Policy

Below we provide you with clear, concise and up-to-date information on Swiss Rock Asset Management's best execution and best selection policies and procedures under Luxembourg law. Our objective is to achieve the best possible result for the managed UCITS and AIFs (hereinafter referred to as "the Funds") and to protect their investors.

Learn more about our Best Execution und Best Selection Policy

Complaint handling policy

The complaint handling procedure is designed to ensure that complaints are handled properly and in a timely manner. Swiss Rock Asset Management ensures objectivity in the handling of complaints with the aim of finding the truth. Potential conflicts of interest are identified and mitigated in accordance with SRAM's Conflict of Interest Policy.

Learn more about our complaint handling policy

Voting rights policy

The purpose of this policy is to describe Swiss Rock Asset Management's framework for the potential exercise of voting rights by setting out key principles for decision-making and defining conceivable procedures and responsibilities.

Learn more about our voting rights policy

Compensation policy

In connection with the management of undertakings for collective investment in transferable securities ("UCITS") and alternative investment funds ("AIF"), hereinafter collectively referred to as "funds", as well as the management of investment portfolios in accordance with mandates given by investors on a discretionary, client-related basis, the "Remuneration Policy" sets forth principles for remuneration.

Learn more about our compensation policy

Risks in trading with financial instruments

The new Financial Services Act (FIDLEG), valid from January 1, 2020, regulates the protection of clients of financial services. It defines the requirements for the faithful, careful and transparent provision of financial services and stipulates the offering and creation of financial instruments. This also includes the obligation of financial service providers to inform their customers in a simple and comprehensible manner about the general risks involved in dealing with financial instruments.

Learn more about risks in trading with financial instruments

Some of our awards

Refinitiv Lipper Fund Awards 2022

Swiss Rock wins 1st place with the award of Group Winner for Mixed Funds - Small mutual fund companies, Austria 2022

Lipper Fund Awards 2020

Swiss Rock, Best Group Over Past Three Years, Mixed Assets Small Company, Winner Austria 2020

Dachfonds Award 2018

Swiss Rock wins the award Mixed Fund of Funds - Flexible - Balanced, 5-year ranking, Austria 2018

Morningstar Rating

Swiss Rock Strategy Fund Growth currently has the maximum star rating of 5 in all maturity categories (3-year, 5-year, 10-year and total)